Markets
Markets
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- Cash Equities Disclosures – Americas QA
- Cash Equities Disclosures – EMEA
- Cash Equities Disclosures – APAC
- KR IOI Disclaimer
- Listed Equities Option Disclosures – Americas
- Citi Match Reference Guide – Asia Pacific
- Disclosure to Citi Markets’ Institutional Equities Clients
- Client Notice: Potential Impact on Payment, Clearing and Settlement Activity if Citi Experiences a Material Adverse Event
- Links to Exchange Rules
- Affiliates Revenue Sharing Disclosure
- Blind Risk Bid Disclosure
- Hedging of Guaranteed Equity Program Trades
- Citi-ONE Form ATS-N
- Citi-ONE ATS Interactions with CGMI Algorithms and Smart Order Router
- Schedule A of Form BD
- Schedule B of Form BD
- SEC Rule 605 Disclosure
- SEC Rule 606 Disclosure
- SEC Rule 607 Disclosure
- Historical SEC Rule 605 Data
- CGMI - Futures Commission Merchant (FCM) Regulatory Disclosures Rule 1.55 (k)
- CGMI - Futures Commission Merchant (FCM) Regulatory Disclosures Rule 1.55 (o)
- CGMI - Futures Commission Merchant Risk Disclosure
- Americas Futures Execution Disclosures
- FINRA Rule 4370(e) - Notice of Business Continuity Preparedness
- FINRA Rule 2265 - Extended Hours Trading Risk Disclosure
- FINRA Rule 4340 - Callable Securities Allocation Procedures
- FINRA Rule 5270 - Prohibition on Front Running of Block Transactions
- FINRA Rule 5320 - Order Handling Practices
- MSRB Rule G-10 - Investor Education and Protection
- Disclosure to Citi Markets’ Wholesale Fixed Income, Currency and Commodity Products Counterparties.
- Citi FX Electronic Execution Disclosure
- Citi FX Global Code liquidity provider disclosure cover sheet
- Citi Global FX - Statement of Commitment to the FX Global Code
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