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Cash Equities Disclosures – Americas QA
Cash Equities Disclosures – EMEA
Cash Equities Disclosures – APAC
KR IOI Disclaimer
Listed Equities Option Disclosures – Americas
Citi Match Reference Guide – Asia Pacific
Disclosure to Citi Markets’ Institutional Equities Clients
Client Notice: Potential Impact on Payment, Clearing and Settlement Activity if Citi Experiences a Material Adverse Event
Links to Exchange Rules
Affiliates Revenue Sharing Disclosure
Blind Risk Bid Disclosure
Hedging of Guaranteed Equity Program Trades
Citi-ONE Form ATS-N
Citi-ONE ATS Interactions with CGMI Algorithms and Smart Order Router
Schedule A of Form BD
Schedule B of Form BD
SEC Rule 605 Disclosure
SEC Rule 606 Disclosure
SEC Rule 607 Disclosure
Historical SEC Rule 605 Data
CGMI - Futures Commission Merchant (FCM) Regulatory Disclosures Rule 1.55 (k)
CGMI - Futures Commission Merchant (FCM) Regulatory Disclosures Rule 1.55 (o)
CGMI - Futures Commission Merchant Risk Disclosure
Americas Futures Execution Disclosures
FINRA Rule 4370(e) - Notice of Business Continuity Preparedness
FINRA Rule 2265 - Extended Hours Trading Risk Disclosure
FINRA Rule 4340 - Callable Securities Allocation Procedures
FINRA Rule 5270 - Prohibition on Front Running of Block Transactions
FINRA Rule 5320 - Order Handling Practices
MSRB Rule G-10 - Investor Education and Protection
Disclosure to Citi Markets’ Wholesale Fixed Income, Currency and Commodity Products Counterparties.
Citi FX Electronic Execution Disclosure
Citi FX Global Code liquidity provider disclosure cover sheet
Citi Global FX - Statement of Commitment to the FX Global Code
EMIR Interaffiliate Exemption Disclosure
Citi Institutional Clients Group Privacy Notice
CGMI Disclaimer - Sales and Trading General Communication and Presentation Disclaimer
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